Taylor | Foley: Securities LAW

Success of any business depends on having adequate capital to fund the particular operation.  When debt financing is not desired or available, private offerings and sales of securities are often viable alternatives in order to support a new or existing endeavor.  Along with such capital-raising strategies comes a set of stringent regulations enforced by the Securities and Exchange Commission with which every offering of securities must comply. 

Most often, Taylor | Foley attorneys advise clients in structuring private offerings to qualify for one of the exemptions to registration offered by Regulation D of the Securities Act of 1933.  Failure to comply with Regulation D could result in significant and damaging consequences to your business.  Legal requirements for private placement memoranda or offering materials, filings with state and federal government agencies, and disclosure rules all present a significant amount of risk that we can reduce by advising you as you navigate the intricacies of Regulation D.